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Implementing Coordinated Permitting Tools and
Strategies
Next Steps
The Transportation Permit Efficiency and
Accountability Committee (TPEAC), the Transportation Performance Audit Board
(TPAB), and others have demonstrated the benefits of
collaborative decision-making forums. These forums
include interagency interdisciplinary project teams
(IPT) and co-located multi-agency permit (MAP) teams. Demonstrated benefits include:
- early identification of significant issues
through multi-party agency review;
- improved understanding of the project across
all reviewing agencies;
- improved understanding of each participant’s
constraints and issues;
- more efficient and effective management and
reconciliation of conflicting requirements in
advance of final decisions;
- faster decision making due to team
commitment, improved coordination, and better
project design; and
- more complete submittals from an applicant
due to advance collaboration in understanding
regulatory needs and issues.
In looking ahead, TPEAC encourages further
development and expansion of these types of forums,
methods and approaches. Accordingly, as part of the
Governor’s Regulatory Improvement Program, TPEAC
urges the Governor’s Office of Regulatory Assistance
(ORA) to work with state, local and federal
permitting agencies to improve, simplify, and
integrate processes. TPEAC recommends at least the
following steps as key to aligning and meeting the
interests of the full range of decision-makers,
applicants, and stakeholders.
- Expand and Advance the MAP Team Concept
(i.e., beyond the initial WSDOT-oriented MAP
Team developed in October 2003):
With ORA’s
support and leadership the MAP team model can be
extended to other applicants and additional
Washington State Department of Transportation (WSDOT) projects. The next evolution of MAP teams
can better integrate local review with state and
federal environmental review and
decision-making. An expanded MAP Team concept
can provide fully integrated and reconciled
regulatory response. This more fully integrated
approach will also allow better coordination
with a broader range of stakeholder interests,
will facilitate watershed-based mitigation, and
will result in better overall environmental
outcomes.
- Finalize the DRAFT Interagency Project Team
(IPT) Guidance:
The
IPT DRAFT Guidance and
Appendices provide detail on convening and
conducting IPTs as a tool for streamlining WSDOT
project delivery. The DRAFT guidance should be
finalized, combined with input from ad hoc teams
and MAP teams, and made available to project
managers, interagency teams, and others at
WSDOT. The final guidance should be made
available to other projects and could become one
of the tools used by ORA in its work with local,
state and federal agencies.
- Performance Measures:
Measuring and
quantifying benefits of coordinated permitting
approaches is and will remain a point of focus
for the WSDOT MAP Team, as well future MAP
Teams. Anecdotal information to date is
supportive of early- and regular-engagement
between permitting teams and project applicants
and proponents. Generating quantifiable
performance data on such relevant dimensions as
time and cost saved, environmental outcomes
achieved, and streamlined and more efficient
decisions made has been a challenge. Lack of
relevant baseline data has furthered this
challenge. In looking ahead, generation of
baseline data will likely be necessary for the MAP Team, as
well as for establishing a data collection and tracking
framework that can be extended to future MAP
Teams.
History/Background Information
- Interagency Project Teams: The TPEAC
One Stop Permitting and
Pilot Projects
Subcommittees were involved in monitoring two
pilot projects (Hood Canal and SR 24). As part
of that effort, a survey about the process was
conducted (TPEAC Pilot Projects
Interdisciplinary Team Questionnaire Report,
December 2003) and guidance for
managing and participating in an
interagency/interdisciplinary team was developed
(TPEAC One-Stop/Pilot Projects Subcommittee
Interagency Project Team Guidance November 2003). The survey report was finalized and
included several recommendations. The guidance
reached a draft stage and was shared with WSDOT
project managers for initial use and feedback to
identify needed improvements, but not finalized.
The One Stop Permitting and Pilot Projects
Subcommittees merged into one subcommittee in
late 2002. Members of the newly joined
subcommittee observed the pilot projects and the
interdisciplinary teams. They noted that
participants preferred to focus their time on
addressing substantive resource issues rather
than developing a team process. They also
observed that for the Hood Canal project, where
the team essentially worked on two projects in
sequence, the team worked much more efficiently
on the second project. The subcommittee wished
to document what was learned from these teams so
that it could be used for future teams and would
not require time to recreate the tools.
Additionally, if all the teams use the same
tools and process framework on all projects, the
process will become familiar and predictable,
decreasing time on process and freeing up time
for substantive discussions.
- Multi-Agency Permitting (MAP) Team: The
MAP Team is a project delivery organizing framework
originally developed by the Washington Departments
of Ecology (WSDOE), Fish and Wildlife (WDFW), and
Transportation (WSDOT). MAP was conceived as a model
to apply the processes and tools developed in TPEAC
across a spectrum of WSDOT projects. The MAP Team
consists of representatives from regulatory agencies
and WSDOT who are responsible for meeting project
timelines and permitting requirements for a given
set of WSDOT projects.
In November 2003, the first MAP Team was formed. The
team consists of:
- Washington State Department of
Transportation;
- Washington State Department of Ecology;
- Washington Department of Fish and
Wildlife ;
- United States Army Corps of Engineers;
and
- King County Department of Development
and Environmental Services (joined January
2004)
The MAP Team works together to identify
potential permitting risks, develop cooperative
processes and solutions, and provide a unified
package of environmental information to the
project manager early enough to make a
difference. The MAP process can reduce
environmental impacts and provide a structured
environmental permitting process resulting in
efficient project delivery. For additional
information, visit the
MAP Team website.
Ongoing/Related Efforts
Other significant efforts at institutionalizing
interagency forums to foster improved coordination and
collaboration on projects include:
-
Signatory Agency Committee (SAC): The SAC is
an interagency committee that utilizes an agreed
upon process for select transportation projects. The
SAC Agreement applies to all transportation projects
in the state of Washington requiring an individual
U.S. Army Corps of Engineers Section 10 or Section
404 permit, and Federal Highway Administration
action on and environmental impact statement under
the National Environmental Policy Act and Washington
Department of Transportation action under the State
Environmental Policy Act. The goals of the SAC
process are to create a clear, consistent and
efficient process that occurs within a predictable
timeline, provides a forum to exchange information,
has committed participants, results in the
completion of environmental impact statements that
adequately consider the environment, and results in
the delivery of transportation projects.
Participants include: Army Corps of Engineers; NOAA
Fisheries Environmental Protection Agency; Federal
Highway Administration; US Fish and Wildlife
Service; Department of Ecology; Department of Fish
and Wildlife; and Department of Transportation
- Ad Hoc Interagency Project Teams:
Ad hoc interagency project teams have formed for
individual transportation projects (e.g. Resource
Agency Leadership Forum for Alaska Way Viaduct, SR
520, Columbia River Crossing, I-90, I-405). These
teams are collecting information on their process so
that it can be incorporated into a single guidance
document.
- One-Stop
E-Permitting Service: The One-Stop
E-Permitting Service provides an inter-agency
project management and collaboration function. The
Service is a web site that provides many of the
functions of a project room that contains all the
participants and project documents. It is a virtual
project room (i.e., “web room”) developed and
organized around the project. It provides a central
project location, accessible by others, to store and
access a variety of project materials during all
stages of the project including documents that would
support permit applications and decisions. The
Service resides on a secure server that is easily
accessible to authorized persons (i.e., the
“interagency project team”). Different participants
have different levels of access to documents (i.e.,
some can only view, while others can view, upload,
and download). The functions of the One-Stop
E-Permitting Service support good project
management, management and maintenance of project
information, interagency communication, and customer
understanding through project orientation.
Read more about
E-Permitting in the Library.
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